Study Material: (sira academy - Study Guide 3)
Study Guide 3, together with Practice Exam 6 prepares you for competence in the following RE5 Tasks:
Task 5: Comply with regulated record keeping requirements.
Task 6: Comply with the requirements of the FIC Act and Money Laundering and Terrorist Financing control regulations, as it applies to the FSP
Task 7: Dealing with complaints that have been submitted to the Ombud for FSPs